RegEd

📄 New White Paper: The Hidden Cost of Manual Adjuster Licensing For many carriers, TPAs, and adjusting firms, adjuster licensing still runs on spreadsheets and disconnected systems - creating compliance risk and operational drag that peaks during catastrophic events, when speed matters most. The cost is measurable: managing ~500 adjusters manually consumes 4,000+ hours a year. Automation cuts that by 3,631 hours (a 90.6% FTE reduction) and delivers a 141% five-year ROI with payback inside Year 1. See how much time, cost, and risk you could eliminate. 👇 Download the White Paper: https://lnkd.in/eQer8gvM

Modernization, deregulation, and sharper investor protection defined securities regulation in June and early July. What broker-dealers and advisers need on their radar: 🔹 Trade reporting is moving toward 23×5 operations. 🔹 FINRA advanced modernization - making remote inspections permanent and cutting exam retake waiting periods. 🔹 The SEC's twin-track posture continued - easing climate disclosures while flagging adviser conflicts in a June 9 Risk Alert. 🔹 Enforcement and cyber moved front and center - including a new SEC Retail Fraud Working Group and a FINRA cybersecurity alert. With half of registered reps now dually registered across ~147K branches, the need for scalable, audit-defensible supervision is clear. 📖 Read the full roundup: https://lnkd.in/eAz26zPJ

Jennifer Ricciuti, RegEd's Marketing and Events Manager, recently returned to her hometown for a memorable visit to view the Boston Tall Ships. Seeing these majestic vessels up close—including the historic USS Constitution and Mayflower II—was a unique opportunity to experience Boston's rich maritime heritage firsthand. ⚓ #LifeAtRegEd

Is your OBA program ready for what's next? 🔍 With FINRA's proposed Rule 3290 under SEC review - set to consolidate Rules 3270 and 3280 and refocus supervision on investment-related activities - firms are re-evaluating how they intake, review, and monitor Outside Business Activities. Recorded live at Engage 2026, join us for a focused spotlight on OBA management in this shifting regulatory landscape. We'll dig into: ◆ Practical use cases for the new Search All capability ◆ An early look at how AI will enhance OBA oversight and review consistency ◆ How conditional OBAs and attestations are being used to prove ongoing supervision 👉 Register now: https://lnkd.in/e8X9kHc4

#SEC Rule Revamps Are on the Way Read more: https://lnkd.in/e3n2PZZk

RegEd has been named one of the 60 Best Companies to Sell For in 2026 by Selling Power magazine! This recognition is a testament to the hard work and dedication of our incredible team that works tirelessly to deliver value for our clients. Check out the full ranking here: https://bit.ly/44rDfvq If you're a salesperson seeking your next challenge, get in touch with us! We're always on the lookout for top sales talent and provide a highly supportive environment at an industry tech leader.   #RegEd #SellingPower #BestCompaniesToSellFor #SalesExcellence #JoinOurTeam #LifeAtRegEd

📊 New on the RegEd Blog: Regulatory Activity Update - Key Trends Shaping 2026-2027 The pace of regulatory change isn't slowing - it's compounding. More than 40,000 regulatory items are issued each year at the federal and state levels, and mid-year 2026 state-level activity is already running 15% higher than the same period in 2024. April 2026 alone saw enacted state insurance bills jump 82% month-over-month (from 85 to 155). In our latest blog, RegEd's Regulatory Affairs team breaks down what compliance leaders need to know heading into 2027: 🔹 The widening federal-state divergence, from FinCEN's AML/CFT program reform to state-level consumer protection expansion 🔹 Major health insurance rulemaking shaping the 2027 plan year, including the Final 2027 Letter to Issuers, HHS Notice of Benefit and Payment Parameters, and the No Surprises Act IDR Final Rule 🔹 Why deregulation is still regulatory change — and demands the same disciplined assessment, control updates, and policy revisions 🔹 How leading firms are building sustainable, enterprise-wide capabilities for audit-defensible operations and supervisory controls Read the full post 👉 https://lnkd.in/emgv9Huk

Heading to Chicago July 13-15 for the ACLI Compliance, Legal, and Fraud Prevention Conference? We'll be there to talk with compliance, legal and regulatory affairs leaders about how we help: ◆ Keep pace with regulatory change without burying your team in manual tracking ◆ Cut review times on advertising and communications review with purpose-built AI ◆ Consolidate producer licensing, registration, and oversight onto one platform ◆ Stay audit- and exam-ready year-round Catch up with our team onsite or get in touch beforehand to reserve time!

𝐇𝐚𝐯𝐞 𝐲𝐨𝐮 𝐦𝐞𝐭 𝐄𝐝𝐝𝐢𝐞 𝐲𝐞𝐭?  Eddie is RegEd's AI-powered compliance assistant - and the face of our ongoing innovation in AI and advanced automation. Eddie helps firms cut manual effort, accelerate speed to market, and reduce enterprise-wide risk. Here's what Eddie can do for you: ◆ 𝐈𝐧𝐭𝐞𝐥𝐥𝐢𝐠𝐞𝐧𝐭 𝐢𝐧𝐬𝐢𝐠𝐡𝐭𝐬 & 𝐚𝐥𝐞𝐫𝐭𝐬: Role-based dashboards that surface upcoming tasks, deadlines, and key signals tailored to each user ◆ 𝐒𝐦𝐚𝐫𝐭 𝐫𝐨𝐮𝐭𝐢𝐧𝐠 & 𝐞𝐬𝐜𝐚𝐥𝐚𝐭𝐢𝐨𝐧: Ensures the right tasks reach the right people at the right time, from licensing to advertising to exams ◆ 𝐏𝐫𝐨𝐚𝐜𝐭𝐢𝐯𝐞 𝐜𝐨𝐦𝐩𝐥𝐢𝐚𝐧𝐜𝐞 𝐫𝐞𝐦𝐢𝐧𝐝𝐞𝐫𝐬: Eddie surfaces next steps, flags missing items, and prompts action before delays happen - without anyone needing to ask ◆ 𝐀𝐈-𝐩𝐨𝐰𝐞𝐫𝐞𝐝 𝐚𝐝𝐯𝐞𝐫𝐭𝐢𝐬𝐢𝐧𝐠 𝐫𝐞𝐯𝐢𝐞𝐰: From AI-assisted reviews to disclosures management and advanced document comparison, Eddie accelerates approvals and gets better content in the field, faster ◆ 𝐀𝐮𝐭𝐨𝐦𝐚𝐭𝐞𝐝 𝐩𝐫𝐨𝐜𝐞𝐬𝐬𝐢𝐧𝐠 & 𝐯𝐚𝐥𝐢𝐝𝐚𝐭𝐢𝐨𝐧: Using rule-based logic to populate fields, sync data, and enforce firm-specific business rules in real time across onboarding, appointment processing, and licensing By weaving intelligence and automation into everyday workflows, Eddie helps firms work smarter, streamline operations, and stay ahead of complexity. 👉 Meet Eddie and see what he can do for your firm: https://lnkd.in/eHrVhQgy

Manual regulatory change management carries a price tag most firms never fully calculate. When you factor in the labor hours, the risk of missed updates, and the downstream cost of compliance gaps, the true expense goes well beyond headcount. RegEd’s analysis found that firms using its Regulatory Change Management solution achieve a 37% NPV savings over five years compared to a manual process. Talk with our team to learn more: https://lnkd.in/eGf2VNyY