FINRA

Build practical crypto and blockchain expertise through FINRA's foundational and intermediate e-learning courses. These self-paced courses help financial professionals deepen their understanding of blockchain network architecture, crypto asset products, trading landscapes and market integrity threats unique to the crypto marketplace. Courses are available to member firms through FLEX. ▶️ Learn more and register: https://bit.ly/4nH5kaZ

We are pleased to announce that Christine Niles Kieffer has been named Senior Vice President of FINRA's Office of Investor Education and President of the FINRA Investor Education Foundation. “Christine’s dedication to investor protection spans decades—she was present at the founding of the FINRA Foundation and has developed a number of key initiatives. I am confident she will be an outstanding leader of both entities,” said Marcia Asquith, EVP, Board and External Relations at FINRA. A longtime leader in investor education and protection, Kieffer will continue to advance FINRA's investor education strategy and lead research and education initiatives that support financial capability, investor protection, and fraud prevention. ▶️ Learn more: https://bit.ly/4gEQLmT

Understanding the financial industry and knowing where to find educational resources can support you in making informed investing decisions. Learn more about some of the organizations that regulate various segments of the industry and find free resources that can help you navigate the financial landscape with confidence. ▶️ Financial Industry Investor Resources: https://bit.ly/4wBL5im

Thank you, Rep. Joyce Beatty and Rep. Young Kim, for the opportunity to share valuable FINRA Investor Education Foundation research and data at the Annual Financial Education Resource Fair at the Capitol. Resources such as FINRA’s National Financial Capability Study (NFCS) and the NFCS Investor Survey provide insights that help policymakers and the public better understand the financial circumstances and needs of households in communities nationwide. Thank you for your work to advance financial education and strengthen financial capability for all. We look forward to continued collaboration! ▶️ Learn more about the NFCS: https://bit.ly/4f8nVsy

When researching retirement and other investment accounts, it's important to understand the terms used to describe the tax treatment of contributions, earnings and investment products. Familiarity with these concepts can help support informed conversations and investment decisions based on individual goals, needs and circumstances. ▶️ Learn more: https://bit.ly/3Dw1Npw

How does FINRA hear from members, and what happens after feedback is shared? In this episode of #FINRAUnscripted, Kayte Toczylowski discusses the many ways firms can share feedback, participate in the rulemaking process, and help shape FINRA's ongoing efforts to improve transparency in our mission to protect investors and safeguard market integrity. 🎧️ Listen now: https://bit.ly/4vhU5YQ

⏰ Reminder: There is still time to submit your vote to elect one Small Firm Governor and one Large Firm Governor to the FINRA Board of Governors. Watch for voting instructions from FINRA’s election agent and submit your vote by 9 a.m. ET on July 13 at FINRA’s Annual Meeting of firms. ▶️ Annual Meeting of Firms Election Notice: https://bit.ly/4edgcKH

FINRA firms should be aware of a security vulnerability that poses potentially severe risks to organizations using NGINX products. FINRA recommends sharing this Cyber Alert with appropriate information technology and information security personnel—as well as any third-party vendors that may use NGINX—to identify whether your firm is impacted and take immediate steps to protect your environments. ▶️ Learn more: https://bit.ly/4xY0WZW

Investing early for children can help to build a strong foundation for their future. There’s a variety of ways available to invest for children, each offering distinct characteristics. Consider the differences, along with your investment objectives and personal financial circumstances, when making your decisions. ▶️ Learn more: https://bit.ly/3Qy3ltH

🏆Congratulations to FINRA’s 2026 Award of Distinction recipients. Each year, this honor recognizes a select group of colleagues whose work and commitment to our values help drive our mission forward. Representing teams across multiple business units, this year’s recipients reflect the breadth of excellence across FINRA. ▶️ Learn more about careers at FINRA: https://bit.ly/4vHaXt3